In the heart of Manhattan’s Financial District


In the heart of Manhattan’s Financial District

Ready To Defend You In Complex New York Securities Litigation Cases

The majority of securities disputes between investors and brokerage firms are resolved in arbitration before the Financial Industry Regulatory Authority (FINRA), or the New York Stock Exchange (NYSE). The principal attorneys of our law firm have represented hundreds of investors, industry professionals and brokerage firms in arbitration and mediation.

Our success is attributable to hard work, client dedication and an in-depth knowledge of the securities industry. Learn more about Bachner & Associates, PC, by reading about representative cases in the field of securities arbitration.

Experienced With A Wide Range Of Securities Disputes

In addition to resolution through arbitration and mediation, our firm has litigated a wide range of securities disputes, including:

  • Churning and unauthorized or unsuitable trading
  • Fraud, including stock fraud and broker fraud
  • Market manipulation, including false rumors, giving inaccurate information to reporters or pump-and-dump schemes
  • SIPC liquidations
  • Margin violations
  • Options abuse
  • Mutual fund share class violations
  • Failure to supervise, including numerous broker actions
  • Abuse of discretion when a material factor deserving significant weight is ignored

Our firm has handled litigation involving most retail products, including stocks, warrants, listed options, OTC options, derivative instruments, nonqualified or incentive employee stock options, corporate and high yield bonds, annuities, hedge funds and mutual funds.

What Sets Us Apart?

Many of these issues are highly complex, and it is important to hire an attorney with experience and knowledge of the securities industry to ensure that each aspect of your case is fully developed. Since both partners were formerly in-house lawyers for New York Stock Exchange member brokerage firms, they bring an insider’s perspective to each litigation.

Our firm represents defrauded investors and defends brokers and security investors. Our thorough understanding of both sides of securities cases is a significant asset to our clients. To ensure our knowledge is always up-to-date, we pay close attention to recent newsworthy cases and changes to securities regulations.

Contact Bachner & Associates, PC

We would appreciate the opportunity to put our knowledge and skill to work for you in your churning, fraud, suitability, market manipulation, or other securities litigation or arbitration matter.

If you have any further questions, or if you would like to speak with one of our attorneys regarding your securities or commodities litigation or arbitration issue, please do not hesitate to call our New York City office at 917-639-5370 or toll free at 877-388-6461. If you prefer, you may complete our online contact form and a representative from the firm will be in touch with you shortly. We look forward to hearing from you.