Creative Solutions To Complex Legal Challenges

The principal attorneys of this firm have represented hundreds of investors, industry professionals and brokerage firms in arbitration and mediation. At Bachner & Associates, P.C., we have extensive experience defending individual brokers and firms in New York City and communities throughout the state.

What Is Securities Law?

With numerous laws and regulations in place, any disputes that arise from the issuing and selling of securities must typically be resolved through the legal system. Whether these disputes are resolved through mediation, arbitration or traditional courtroom litigation depends on a broad range of factors.

What Is Securities Fraud?

When an individual or a business attempts to unlawfully manipulate the investment market, allegations of fraud typically follow. These manipulations can be perpetrated by corporations as well as individuals such as brokers, financial advisers and analysts.

What Is A Securities Violation?

Through false statements, false pretenses or intentional misrepresentation, an individual can be accused of:

  • Insider trading
  • Churning
  • Suitability
  • Stock manipulations
  • Unauthorized trading
  • Breach of fiduciary duty

Contact Bachner & Associates, P.C.

If you have further questions or would like to speak with one of our lawyers regarding your securities or commodities litigation or arbitration issue, please do not hesitate to call our New York City office at 917-639-5370 or toll free at 877-388-6461. If you prefer, you may complete our online contact form and a representative from the firm will be in touch with you shortly. We look forward to hearing from you.