Tenacious
Defense

In the heart of Manhattan’s Financial District

Tenacious
Defense

In the heart of Manhattan’s Financial District

Stock Fraud Charges Put Your Profession At Risk. We Can Help.

Bachner & Associates, PC represents stockbrokers, CEOs and others in New York City who have been charged with committing securities violations. Our lawyers will mount a strong criminal defense against claims of securities fraud, working hard to protect your rights and your reputation. Email our firm, or call 917-639-5370 or 877-388-6461 (toll free) to discuss your case with us.

Effective Defense Against Securities Fraud Allegations

Allegations of securities fraud generally involve accusations of a breach of fiduciary duty in the broker-client relationship. Our firm understands the complexities of these relationships and the possibility for false allegations of fraud to arise from even the most innocent of activities. We represent clients facing white collar crimes associated with a variety of stock-related issues including:

  • Sarbanes-Oxley violations
  • Stock fraud
  • Securities fraud
  • Insider trading
  • “Pump and dump” schemes
  • Investment fraud
  • Churning funds
  • Fraudulent press releases
  • Bribery
  • Conspiracy

At Bachner & Associates, PC, our lawyers have in-depth experience on both the prosecutorial and defense sides of stockbroker fraud. We understand the various issues that people in the financial and investment industries may encounter. Attorney Bachner will also represent brokers and brokerage firms in securities arbitration proceedings before the New York Stock Exchange (NYSE), where the majority of securities disputes are resolved.

Contact Bachner & Associates, PC

For more than 30 years, Bachner & Associates, PC has represented high-profile clients in a professional and confidential manner. We can stand up for your rights and your reputation. Contact Bachner & Associates, PC to learn how we can help you. Call us at 917-639-5370 or toll-free at 877-388-6461 to arrange your consultation.