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Corporate and Securities

Federal Trade Commission
American Stock Exchange
Dow Jones Indexes
NASDAQ

American Arbitration Association
The AAA's official site. http://www.adr.org

Municipal Securities Rulemaking Board
The MSRB's official site. http://www.msrb.org

National Association of Securities Dealers Dispute Resolution
FINRA Dispute Resolution, Inc. is a subsidiary company under the umbrella of the National Association of Securities Dealers, Inc. (FINRA) that administers FINRA arbitration and mediation. http://www.nasdadr.com

National Association of Securities Dealers Regulation
The official site of the NASDR (a subsidiary of the FINRA, its regulatory arm). Information on arbitration and mediation can be found here. http://www.nasdr.com

National Futures Association
The NFA's official site. http://www.nfa.futures.org. The following link will take you to the Arbitation section. http://www.nfa.futures.org/dispute/arh.asp

New York Stock Exchange
The NYSE's official site. http://www.nyse.com

Chicago Board Options Exchange
The CBOE'S offical site. http://www.cboe.com. The following link will take you to the Arbitration section. http://www.cboe.org/legal/arbitration.asp

Securities and Exchange Commission
The SEC's official site. http://www.sec.gov

Securities Industry Association
The Securities Industry Association "brings together the shared interests of more than 740 securities firms to accomplish common goals." http://www.sia.com

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Bachner & Associates represents clients in Manhattan, the Bronx, Queens, Staten Island, and Brooklyn, throughout the states of New York and New Jersey, nationwide, and internationally. Our attorneys have handled legal matters in Dallas, Houston, Miami, and Atlanta, and other cities across the U.S., as well as in London, Dublin, Milan, the Channel Islands, and other worldwide locations.