Bachner & Associates, P.C. - Attorneys At Law

Practice Areas

New York Securities Industry Litigation Attorneys

From offices in New York and New Jersey, the lawyers of Bachner & Associates, P.C. represent clients all over the country and throughout the world in their securities industry-related matters. In the heart of Manhattan's financial district, we have dedicated the majority of our practice to resolving securities disputes.

Bachner & Associates, P.C.
Worldwide Securities Arbitration and Litigation Lawyers
From the Heart of New York City's Financial District
917-639-5370 or toll-free 877-388-6461 or
E-mail


At Bachner & Associates, our attorneys represent brokers and securities professionals in addition to financial institutions and organizations. We understand the many unique issues involved relating to securities employment including regulatory issues, securities litigation and arbitration and white collar criminal charges.

Our principal attorneys have represented hundreds of defrauded investors, industry professionals and brokerage firms in arbitration and mediation. Michael Bachner served as in-house counsel to a New York Stock Exchange member firm giving him an insider's perspective to the issues faced by stockholders and stockbrokers. We understand  securities regulatory work and breach of fiduciary duty.

The lawyers at Bachner & Associates effectively defend against SEC, FINRA and NYSE investigations or court-appointed receivers and litigate in federal courts. Our firm has litigated a wide range of securities disputes including:

  • Stock and Securities Fraud
  • Churning and Margin Violations
  • Unauthorized and Unsuitable Trading
  • Market Manipulation
  • SIPC Liquidations
  • Options Abuse
  • Employee Stock Options
  • Failure to Supervise and Abuse of Discretion
  • Ponzi Schemes

At Bachner & Associates, we have an active white collar criminal defense practice and are routinely engaged in securities-related prosecutions in state and federal court. Our lawyers have defended clients in prosecutions for insider trading, fraud, embezzlement, securities violations, market manipulation and sales practice abuses, including where money laundering is an issue. To learn more, visit our White Collar Criminal Defense site.

Contact Bachner & Associates

If you have any further questions, or if you would like to speak with one of our attorneys regarding your securities litigation or arbitration issue or white collar criminal charge, contact our Manhattan office. A representative from the firm will be in touch with you shortly. We look forward to hearing from you.


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Bachner & Associates represents clients in Manhattan, the Bronx, Queens, Staten Island, and Brooklyn, throughout the states of New York and New Jersey, nationwide, and internationally. Our attorneys have handled legal matters in Dallas, Houston, Miami, and Atlanta, and other cities across the U.S., as well as in London, Dublin, Milan, the Channel Islands, and other worldwide locations.